Wayne Mark Landau

Current Employers

Employment History

• 07/2001 → 02/2019
  North Ridge Securities Corp
  Melville, NY
• 01/1985 → Present
  Landau & Company, Cpa'S
  Woodbury, NY
• 02/2019 → Present
  Cetera Wealth Services, Llc
  Woodbury, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR - FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 20-30 APX NUMBER OF HOURS DURING TRADING HOURS: 20-30 BRIEF DESCRIPTION OF DUTIES: ADVISOR - FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 3. NAME OF OTHER BUSINESS: LANDAU & COMPANY CPAS P.C. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING FIRM START DATE: 1990 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: TAX ADVISORY AND PREPARATION SERVICES, FORENSIC ACCOUNTING SERVICES 4. NAME OF OTHER BUSINESS: MERID PLANNING CORP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES START DATE: 08/1999 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PRESIDENT; 5. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 1325 FRANKLIN AVE, GARDEN CITY, NY 11530; NATURE OF BUSINESS: TRUSTEE FOR LONG-TERM PERSONAL FRIEND; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: UP TO 1; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 1; BRIEF DESCRIPTION OF DUTIES: ADMINISTER INSURANCE TRUST ASSETS;

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-10-22