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Sean Patrick Radnoti

Raymond James Financial Services Advisors, Inc

Lakewood, CO

CRD 4432775

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-08
  • CO RA
    APPROVED
    Since 2022-06-08

Branch Locations

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Marine Corps Tampa FL 02/1998 07/2017
Raymond James Financial Services Inc Lakewood CO 06/2013 Present
Raymond James Financial Services Advisors Inc. Lakewood CO 05/2016 Present
Raymond James & Associates, Inc. Lakewood CO 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-02
S63 Uniform Securities Agent State Law Examination 2003-11-12
  • S66 Uniform Combined State Law Examination
    2016-03-02
  • S63 Uniform Securities Agent State Law Examination
    2003-11-12
Other Names
  • Sean Patrick Radnoti
  • Sean Radnoti

View on SEC IAPD

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