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Andrew Raymond Fallo

Ameriprise Financial Services, LLC

New Orleans, LA

Metairie, LA

CRD 4001436

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-24
TX RA APPROVED 2011-12-14
  • LA RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED
    Since 2011-12-14

Branch Locations

New Orleans, LA • United States

4501 W Napoleon Ave Ste 110, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 02/2009 03/2020
Ameriprise Financial Services, Llc Metairie LA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; ARF Management LLC; ; Consulting; 1117 6th St. New Orleans, LA 70115, ,; ; 01/10/2013; 40 to 59 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-09
  • S66 Uniform Combined State Law Examination
    1999-12-09
Other Names
  • Andy Fallo

View on SEC IAPD

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