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Michael Scott Guile

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Huntersville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-17
NC RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-10-17
  • NC RA
    APPROVED
    Since 2009-10-23

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2009 Present
Bank Of America, N.A. Charlotte NC 04/2011 Present
Previous Registrations
  • 2008-05-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-20
S63 Uniform Securities Agent State Law Examination 2001-09-12
  • S66 Uniform Combined State Law Examination
    2008-05-20
  • S63 Uniform Securities Agent State Law Examination
    2001-09-12

View on SEC IAPD

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