Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-27 |
| TX | RA | APPROVED | 2017-11-27 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Plymouth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 01/2004 | 11/2017 |
| Bank Of America, Na | Duluth | MN | 11/2009 | 11/2017 |
| Rbc Capital Markets, Llc | Minnetonka | MN | 11/2017 | Present |
| City National Bank | Minnetonka | MN | 07/2019 | Present |
(1) FIRST WITNESS; ADDRESS: 4 W. 5TH STREET, DULUTH, MN 55806; BUSINESS DESCRIPTION: CHILD ADVOCACY; NOT INVESTMENT RELATED; START DATE: 11/30/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) KITCHI GAMMI CLUB; ADDRESS: 831 E. SUPERIOR ST., DULUTH, MN 55802; BUSINESS DESCRIPTION: FOOD AND BEVERAGE PRIVATE CLUB; NOT INVESTMENT RELATED; START DATE: 12/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-09 |
| S66 | Uniform Combined State Law Examination | 2001-10-08 |
Reach out to this advisor