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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-11 |
| TX | RA | APPROVED | 2024-10-11 |
Branch Locations
202 Bluffton Road, 3Rd Floor, Bluffton, SC 29910 • United States
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Savannah | GA | 06/2009 | 10/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2024 |
| Rockefeller Financial Llc | Hilton Head | NC | 10/2024 | 01/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 01/2026 |
| Rockefeller Financial Llc | Bluffton | SC | 01/2026 | Present |
1. *216137 - Henry Mayo Newhall Hospital; Investment related No; Valencia, CA; Local Community Hospital - Healthcare; Board Member, Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); Mar 2015; During business hours: 3; After business hours: 4; Administrative 2. *571762- Cross Schools; Investment related-No; Bluffton, South Carolina; Children/Youth; Sporting Clays Coach (proprietor, partner, officer, director, employee, trustee, agent); 12/2023; During business hours: 0; After business hours: 12; Head Coach of Sporting Clays Team 3) Investment related; Bluffton, SC; 11/01/2025. Half owner of LLC; 1 hours a month and 0 hours during trading hours; LLC to hold and manage real estate holdings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-20 |
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