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Benjamin John Bruins

Osaic Wealth, Inc.

Clive, IA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • IA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

1350 Nw 138Th Street Suite 300, Clive, IA 50325 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corp Clive IA 02/2010 01/2025
Osaic Wealth, Inc. Clive IA 01/2025 Present
  • 02/2010 → 01/2025
    Lincoln Financial Securities Corp
    Clive, IA
  • 01/2025 → Present
    Clive, IA
Previous Registrations
  • 2010-02-01 → 2025-01-24
    Osaic Fs, Inc.
    Johnston, IA
    Altoona, IA
    Ankeny, IA
    Des Moines, IA
    Clive, IA
    Ames, IA
    Clive, IA
  • 2008-06-16 → 2010-02-02
    Signator Investors, Inc.
    Overland Park, KS
    West Des Moines, IA
  • 2007-02-27 → 2008-06-11
    Msi Financial Services, Inc.
    West Des Moines, IA
  • 2006-10-27 → 2007-03-15
    Signator Investors, Inc.
    West Des Moines, IA
    Overland Park, KS
Other Businesses

1)FIRST HEARTLAND FINANCIAL GROUP, INC 1350 NW 138TH ST, SUITE 300, CLIVE, IA 50325, INSURANCE, INVESTMENT RELATED AGENT ACCIDENT & HEALTH, DISABILITY, FIXED AND TRADITIONAL INSURANCE PRODUCTS START DATE 2002 30 HPM 30 HPM DURING TRADING HRS 2)FIRST HEARTLAND FINANCIAL GROUP 1350 NW 138TH ST., SUITE 300, CLIVE, IA 50325 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING FIXED AND EQUITY INDEXED ANNUITIES. START DATE: 12-1-2010 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 4) FIRST HEARTLAND FINANCIAL GROUP POSITION: Agent NATURE: I act as a sole proprietor insurance agent and receive 1099 compensation from insurance companies and First Heartland Financial Group. I act as a statutory employee and receive W-2 compensation as an insurance agent contracted with Lincoln Financial Group through the Agency Channel. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2010 ADDRESS: 1350 NW 138th St., Suite 300, Clive IA 50325, United States DESCRIPTION: Fixed Life Insurance Sales including term life, whole life and indexed universal life products. Fixed Hybrid LTC product sales Fixed Annuity sales not including indexed annuities Disability Insurance Sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-14
S63 Uniform Securities Agent State Law Examination 2001-10-09
  • S65 Uniform Investment Adviser Law Examination
    2006-10-14
  • S63 Uniform Securities Agent State Law Examination
    2001-10-09
Other Names
  • Ben Bruins

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