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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
1350 Nw 138Th Street Suite 300, Clive, IA 50325 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corp | Clive | IA | 02/2010 | 01/2025 |
| Osaic Wealth, Inc. | Clive | IA | 01/2025 | Present |
1)FIRST HEARTLAND FINANCIAL GROUP, INC 1350 NW 138TH ST, SUITE 300, CLIVE, IA 50325, INSURANCE, INVESTMENT RELATED AGENT ACCIDENT & HEALTH, DISABILITY, FIXED AND TRADITIONAL INSURANCE PRODUCTS START DATE 2002 30 HPM 30 HPM DURING TRADING HRS 2)FIRST HEARTLAND FINANCIAL GROUP 1350 NW 138TH ST., SUITE 300, CLIVE, IA 50325 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING FIXED AND EQUITY INDEXED ANNUITIES. START DATE: 12-1-2010 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 4) FIRST HEARTLAND FINANCIAL GROUP POSITION: Agent NATURE: I act as a sole proprietor insurance agent and receive 1099 compensation from insurance companies and First Heartland Financial Group. I act as a statutory employee and receive W-2 compensation as an insurance agent contracted with Lincoln Financial Group through the Agency Channel. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2010 ADDRESS: 1350 NW 138th St., Suite 300, Clive IA 50325, United States DESCRIPTION: Fixed Life Insurance Sales including term life, whole life and indexed universal life products. Fixed Hybrid LTC product sales Fixed Annuity sales not including indexed annuities Disability Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-09 |
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