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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-05-09
VA RA APPROVED 2015-11-25
DE RA APPROVED 2015-11-17
NC RA APPROVED 2015-10-09
WI RA APPROVED 2014-01-07
  • NE RA
    APPROVED
    Since 2019-05-09
  • VA RA
    APPROVED
    Since 2015-11-25
  • DE RA
    APPROVED
    Since 2015-11-17
  • NC RA
    APPROVED
    Since 2015-10-09
  • WI RA
    APPROVED
    Since 2014-01-07

Branch Locations

3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States

Abrams, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlotte NC 06/2001 03/2020
Ameriprise Financial Services, Llc Charlotte NC 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; NE SE SEC 16 T33N R12E, , LANGLADE CO, WI, 54409; Not Investment-Related; 11/15/2021 / Commercial; 217 N Washington St, , Green Bay, WI, 54301; Not Investment-Related; 11/10/2023. Business Ownership; Heights Land Management; Co-owner; Building ownership of the restaurant/bar Heights Pub and Parlor; 217 N Washington St. , , Green Bay, WI, 54301; Not Investment-Related; 11/10/2023; 1 to 9 hours per month; 0 during trading hours / Heights Property Management LLC; Managing Partner; Heights Property Management LLC for a bar/restaurant that my husband will run and I will be a silent partner.; 2150 Creek Wood Trail, , Abrams, WI, 54101; Not Investment-Related; 10/16/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Saphire Management; Employee; I am employed by an LLC- Saphire Management as an RP Delegate.; 350 Bleecker Street, , New York, NY, 10014; Not Investment-Related; 07/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Oconto Falls School District; Coach; JV2 Volleyball Coach- This will be from August 17-October 31st.; 200 North Farm Road, , Oconto Falls, WI, 54154; Not Investment-Related; 07/10/2026; 20 to 39 hours per month; 1 to 9 during trading hours / One Wisconsin Volleyball Club; Assistant Coach - Assisting in coaching volleyball activities; Coaching daughter's volleyball team.; 2276 Lawrence Parkway, Suite B, Hobart, WI, 54115; Not Investment-Related; 03/26/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-17
  • S66 Uniform Combined State Law Examination
    2001-10-17
Other Names
  • Candace Marie Heins
  • Candice Marie Heins

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