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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-05-09 |
| VA | RA | APPROVED | 2015-11-25 |
| DE | RA | APPROVED | 2015-11-17 |
| NC | RA | APPROVED | 2015-10-09 |
| WI | RA | APPROVED | 2014-01-07 |
Branch Locations
3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States
Abrams, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlotte | NC | 06/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Real Estate Ownership; Lot/Land; NE SE SEC 16 T33N R12E, , LANGLADE CO, WI, 54409; Not Investment-Related; 11/15/2021 / Commercial; 217 N Washington St, , Green Bay, WI, 54301; Not Investment-Related; 11/10/2023. Business Ownership; Heights Land Management; Co-owner; Building ownership of the restaurant/bar Heights Pub and Parlor; 217 N Washington St. , , Green Bay, WI, 54301; Not Investment-Related; 11/10/2023; 1 to 9 hours per month; 0 during trading hours / Heights Property Management LLC; Managing Partner; Heights Property Management LLC for a bar/restaurant that my husband will run and I will be a silent partner.; 2150 Creek Wood Trail, , Abrams, WI, 54101; Not Investment-Related; 10/16/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Saphire Management; Employee; I am employed by an LLC- Saphire Management as an RP Delegate.; 350 Bleecker Street, , New York, NY, 10014; Not Investment-Related; 07/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Oconto Falls School District; Coach; JV2 Volleyball Coach- This will be from August 17-October 31st.; 200 North Farm Road, , Oconto Falls, WI, 54154; Not Investment-Related; 07/10/2026; 20 to 39 hours per month; 1 to 9 during trading hours / One Wisconsin Volleyball Club; Assistant Coach - Assisting in coaching volleyball activities; Coaching daughter's volleyball team.; 2276 Lawrence Parkway, Suite B, Hobart, WI, 54115; Not Investment-Related; 03/26/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-17 |
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