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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-09
TX RA APPROVED_RES 2002-01-16
  • LA RA
    APPROVED
    Since 2015-12-09
  • TX RA
    APPROVED_RES
    Since 2002-01-16

Branch Locations

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Monroe LA 06/2001 Present
Bank Of America,N.A. Monroe LA 06/2011 Present
  • 06/2001 → Present
    Merrill Lynch Pierce Fenner & Smith
    Monroe, LA
  • 06/2011 → Present
    Bank Of America,N.A.
    Monroe, LA
Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: SPORTSMAN'S THE GENTLEMAN'S BARBER 3.INVESTMENT RELATED: 4.ADDRESS OF BUSINESS: WEST MONROE, LOUISIANA 71291 5.NATURE OF BUSINESS: 7.FIDUCIARY ROLE: NO 8.FIDUCIARY ROLE FOR FAMILY?:NA 9.FIDUCIARY DETAILS: NA 10.POSITION, TITLE, ASSOCIATION: PARTICIPANT, 11.POSITION DUTIES: THIS IS A MEN'S ONLY BARBERSHOP. I AM A PASSIVE INVESTOR THAT HAS NO DUTIES OR ON GOING FINANCIAL OBLIGATIONS. 12.START DATE OF RELATIONSHIP: 6/18/2010 13.NUMBER OF HOURS DEVOTED: 5 MONTHLY 14. NUMBER OF HOURS DEVOTED DURING TRADING HOURS: I*927480 For profit or not for profit: Entity For Profit Name of outside business organization: Trinity Family Farm, LLC Investment related: N Address of business: Downsville, Louisiana, 71234 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 7/25/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Farmland and recreational usage with no expected business activity during work hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-16
  • S66 Uniform Combined State Law Examination
    2001-10-16
Other Names
  • Wirt Adams Rodgers
  • Wirt Adams Rodgers
  • Adams Rodgers
  • Wirt A Rodgers
  • W. Adams Rodgers Iv

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