Tammi Jo Ortega

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 05/2023
  Cgc Financial Services, Llc
  Lake Oswego, OR
• 10/2015 → 05/2023
  Royal Alliance Associates, Inc.
  Lake Oswego, OR
• 05/2023 → Present
  Lpl Financial
  Lake Oswego, OR

Previous Registrations

• 2015-11-30 → 2023-06-05
  Cgc Financial Services
  Lake Oswego, OR
• 2014-09-26 → 2015-05-05
  Etesian Wealth Advisors, Inc.
  Lake Oswego, OR

Other Businesses

1)05/2023 - Alpina Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)04/28/2025 - Tammi Ortega - Investment Related - Other - Registered Notary - At Reported Business Location(s) - Start Date : 03/25/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-03-16
• S65 Uniform Investment Adviser Law Examination
  2014-09-26

Designations

• Certified Financial Planner

Other Names

• Tammi Jo Emerson