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Romel Reinaldo Rodriguez

Jefferies Investment Advisers LLC

Miami, FL

New York, NY

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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-11-13
DC RA APPROVED 2025-10-27
OR RA APPROVED 2025-10-27
PR RA APPROVED 2025-10-17
HI RA APPROVED 2025-10-13
AZ RA APPROVED 2025-10-08
AR RA APPROVED 2025-10-01
AK RA APPROVED 2025-09-23
KY RA APPROVED 2025-09-23
MN RA APPROVED 2025-09-23
MT RA APPROVED 2025-09-23
SC RA APPROVED 2025-09-23
MI RA APPROVED 2025-09-22
ND RA APPROVED 2025-09-22
OK RA APPROVED 2025-09-22
WV RA APPROVED 2025-09-22
WY RA APPROVED 2025-09-22
CO RA APPROVED 2025-09-19
CT RA APPROVED 2025-09-19
GA RA APPROVED 2025-09-19
IL RA APPROVED 2025-09-19
IN RA APPROVED 2025-09-19
IA RA APPROVED 2025-09-19
ME RA APPROVED 2025-09-19
MD RA APPROVED 2025-09-19
NV RA APPROVED 2025-09-19
NH RA APPROVED 2025-09-19
NM RA APPROVED 2025-09-19
PA RA APPROVED 2025-09-19
RI RA APPROVED 2025-09-19
SD RA APPROVED 2025-09-19
TX RA APPROVED_RES 2025-09-19
VA RA APPROVED 2025-09-19
VI RA APPROVED 2025-09-19
AL RA APPROVED 2025-09-18
CA RA APPROVED 2025-09-18
DE RA APPROVED 2025-09-18
ID RA APPROVED 2025-09-18
KS RA APPROVED 2025-09-18
LA RA APPROVED 2025-09-18
MS RA APPROVED 2025-09-18
MO RA APPROVED 2025-09-18
NE RA APPROVED 2025-09-18
NJ RA APPROVED 2025-09-18
NY RA APPROVED 2025-09-18
NC RA APPROVED 2025-09-18
OH RA APPROVED 2025-09-18
UT RA APPROVED 2025-09-18
VT RA APPROVED 2025-09-18
WA RA APPROVED 2025-09-18
WI RA APPROVED 2025-09-18
FL RA APPROVED 2023-06-09
  • MA RA
    APPROVED
    Since 2025-11-13
  • DC RA
    APPROVED
    Since 2025-10-27
  • OR RA
    APPROVED
    Since 2025-10-27
  • PR RA
    APPROVED
    Since 2025-10-17
  • HI RA
    APPROVED
    Since 2025-10-13
  • AZ RA
    APPROVED
    Since 2025-10-08
  • AR RA
    APPROVED
    Since 2025-10-01
  • AK RA
    APPROVED
    Since 2025-09-23
  • KY RA
    APPROVED
    Since 2025-09-23
  • MN RA
    APPROVED
    Since 2025-09-23
  • MT RA
    APPROVED
    Since 2025-09-23
  • SC RA
    APPROVED
    Since 2025-09-23
  • MI RA
    APPROVED
    Since 2025-09-22
  • ND RA
    APPROVED
    Since 2025-09-22
  • OK RA
    APPROVED
    Since 2025-09-22
  • WV RA
    APPROVED
    Since 2025-09-22
  • WY RA
    APPROVED
    Since 2025-09-22
  • CO RA
    APPROVED
    Since 2025-09-19
  • CT RA
    APPROVED
    Since 2025-09-19
  • GA RA
    APPROVED
    Since 2025-09-19
  • IL RA
    APPROVED
    Since 2025-09-19
  • IN RA
    APPROVED
    Since 2025-09-19
  • IA RA
    APPROVED
    Since 2025-09-19
  • ME RA
    APPROVED
    Since 2025-09-19
  • MD RA
    APPROVED
    Since 2025-09-19
  • NV RA
    APPROVED
    Since 2025-09-19
  • NH RA
    APPROVED
    Since 2025-09-19
  • NM RA
    APPROVED
    Since 2025-09-19
  • PA RA
    APPROVED
    Since 2025-09-19
  • RI RA
    APPROVED
    Since 2025-09-19
  • SD RA
    APPROVED
    Since 2025-09-19
  • TX RA
    APPROVED_RES
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-09-19
  • VI RA
    APPROVED
    Since 2025-09-19
  • AL RA
    APPROVED
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-18
  • DE RA
    APPROVED
    Since 2025-09-18
  • ID RA
    APPROVED
    Since 2025-09-18
  • KS RA
    APPROVED
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-18
  • MS RA
    APPROVED
    Since 2025-09-18
  • MO RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-09-18
  • NJ RA
    APPROVED
    Since 2025-09-18
  • NY RA
    APPROVED
    Since 2025-09-18
  • NC RA
    APPROVED
    Since 2025-09-18
  • OH RA
    APPROVED
    Since 2025-09-18
  • UT RA
    APPROVED
    Since 2025-09-18
  • VT RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-09-18
  • WI RA
    APPROVED
    Since 2025-09-18
  • FL RA
    APPROVED
    Since 2023-06-09

Branch Locations

1450 Brickell Ave Suite 1710, Miami, FL 33131 • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boca Raton FL 01/2014 04/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2023
Jefferies Llc Miami FL 04/2023 Present
Jefferies Investment Advisers, Llc Miami FL 05/2023 Present
  • 01/2014 → 04/2023
    Morgan Stanley
    Boca Raton, FL
  • 01/2015 → 04/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2023 → Present
    Jefferies Llc
    Miami, FL
  • 05/2023 → Present
    Jefferies Investment Advisers, Llc
    Miami, FL
Previous Registrations
  • 2023-05-18 → 2023-08-14
    Leucadia Asset Management Llc
    Miami, FL
    New York, NY
  • 2014-01-22 → 2023-05-01
    Morgan Stanley
    Boca Raton, FL
    Aventura, FL
  • 2010-09-17 → 2014-02-04
    Barclays Capital Inc.
    New York, NY
  • 2010-01-01 → 2010-09-01
    Ubs Financial Services Inc.
    New York, NY
    New York, NY
  • 2002-06-06 → 2010-01-01
    Ubs International Inc.
    New York, NY
    New York, NY
    Coral Gables, FL
Other Businesses

1.) E&R Vacations LLC; Investment Related - Yes; Miami, FL; Real Estate; Officer, Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Mar 2020; During Business Hours: 0; After Business Hours: 1; Administrative. 2.) Neon Palm Properties LLC; No; Nomad Residences, 280 NW 27th St. Unit 617, Miami, FL 33127; Rental Property; Managing Member; Owner; 5/31/2026; 0h; 0h; Real Estate Short Term Rental

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-04
  • S66 Uniform Combined State Law Examination
    2006-08-04

View on SEC IAPD

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