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Cooper Graham Peters

Capital Analysts

Golden, CO

Lincoln Investment

Golden, CO

CRD 4431839

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Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-01-10
  • CO RA
    APPROVED
    Since 2018-01-10

Branch Locations

19746 W. 58Th Place, Golden, CO 80403 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-06-20
  • CO RA
    APPROVED
    Since 2017-06-20

Branch Locations

Golden, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 04/2011 01/2017
Lincoln Investment Centennial CO 01/2017 Present
  • 04/2011 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Centennial, CO
Previous Registrations
  • 2011-04-21 → 2019-10-04
    Legend Advisory, Llc
    Palm Beach Gardens, FL
    Denver, CO
    Centennial, CO
  • 2009-01-02 → 2011-04-26
    Denver, CO
  • 2008-11-20 → 2009-01-02
    Raymond James Financial Services, Inc.
    Denver, CO
  • 2005-11-03 → 2008-11-13
    Lakewood, CO
    Greenwood Village, CO
    Denver, CO
  • 2005-03-28 → 2005-05-19
    Stanford Group Company
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-25
S63 Uniform Securities Agent State Law Examination 2002-08-22
  • S66 Uniform Combined State Law Examination
    2005-03-25
  • S63 Uniform Securities Agent State Law Examination
    2002-08-22

View on SEC IAPD

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