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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-11 |
| CA | RA | APPROVED | 2005-08-08 |
Branch Locations
2267 Lava Ridge Ct Ste 120, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Roseville | CA | 08/2005 | Present |
1. 08/08/2005: DBA ONLY - BEHL FINANCIAL - ROSEVILLE, CA. 2. 2/15/2006: TAX PREP/ACCOUNTING/BOOKKEEPING - BEHL FINANCIAL - TAX PLANNING AND PREPARATION. - ROSEVILLE, CA. 3. 6/29/2018 - No Business Name - Not Investment Related - Home Based - Real Estate Rental - Start Date:05/01/2018 - 1 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-25 |
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