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Krista Suzanne Brewer

LPl Financial LLC

Roseville, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-11
CA RA APPROVED 2005-08-08
  • TX RA
    APPROVED_RES
    Since 2013-04-11
  • CA RA
    APPROVED
    Since 2005-08-08

Branch Locations

2267 Lava Ridge Ct Ste 120, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Roseville CA 08/2005 Present
Previous Registrations
  • 2005-05-11 → 2005-09-01
    Brecek & Young Advisors, Inc.
    Roseville, CA
Other Businesses

1. 08/08/2005: DBA ONLY - BEHL FINANCIAL - ROSEVILLE, CA. 2. 2/15/2006: TAX PREP/ACCOUNTING/BOOKKEEPING - BEHL FINANCIAL - TAX PLANNING AND PREPARATION. - ROSEVILLE, CA. 3. 6/29/2018 - No Business Name - Not Investment Related - Home Based - Real Estate Rental - Start Date:05/01/2018 - 1 Hours Per Month/0 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-25
  • S66 Uniform Combined State Law Examination
    2002-02-25
Other Names
  • Krista Suzanne Behl

View on SEC IAPD

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