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Current Employers
Apollon Financial, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-10-06
  • SC RA
    APPROVED
    Since 2025-10-06

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

3515 Pelham Road, Suite 100, Greenville, SC 29615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 05/2005 04/2018
Bank Of America,Na Greenville SC 11/2009 04/2018
Bb&T Securities Greenville SC 04/2018 02/2021
Truist Investment Services, Inc. Greenville SC 02/2021 10/2025
Truist Advisory Services, Inc. Atlanta GA 02/2021 10/2025
Apollon Financial, Llc Charleston SC 10/2025 Present
Lpl Financial Llc Greenville SC 10/2025 Present
Previous Registrations
Other Businesses

1. 10/06/2025 - Apollon Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - OBA Start Date: 10/06/2025. 2. 10/08/2025 - Apollon Financial LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date:10/06/2025 - 160 Hrs/Mth - 0 Hrs During Trading.I provide investment advisory services through Apollon Financial LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/11/2025 - JoBeau LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 11/03/2025 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-24
  • S66 Uniform Combined State Law Examination
    2001-08-24
Designations

View on SEC IAPD

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