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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Financial | Pharr | TX | 10/2004 | 02/2018 |
| Lpl Financial Llc | Edinburg | TX | 01/2013 | Present |
1. 1/22/2013 - IWC, Independent Wealth Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/23/2018 - IMA LIVE, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - General Agent - Start Date: 06/26/2018 - 8 Hours Per Month/1 Hour During Securities Trading. 3. 3/9/2021 - McLellan Properties - Investment Related - 2006 S Erica St, Pharr, TX 78577; Pharr, TX 78577; McAllen, TX 78501; Edinburg, TX 78539 - Real Estate Rental - Start Date: 9/18/2020 - 6 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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