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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-24 |
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
117 W 1St Street, Monticello, IA 52310 • United States
101 Madison Street, Winthrop, IA 50682 • United States
1218 W Main Street, Manchester, IA 52057 • United States
102 E Mission Street, Strawberry Point, IA 52076 • United States
7352 Columbus Street, New Vienna, IA 52065 • United States
204 Main Street, Ryan, IA 52330 • United States
103 1St Street Sw, Hopkinton, IA 52237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens State Bank | Monticello | IA | 04/2001 | Present |
| Cambridge Investment Research, Inc. | Monticello | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) GOGEL BROTHERS FARMS, DYERSVILLE IA, 01/2007, OWNER/PARTNER, GRAIN & LIVESTOCK FARMING, INV REL, 300 HR/YR 0 HR/YR TRADING 2) CITIZENS TAX SERVICES, 117 W 1ST ST MONTICELLO IA, 01/2008, TAX PREPARER, NIR, 500 HR/YR 75 HR/YR TRADING 3) MONTICELLO SCHOOL FOUNDATION, MONTICELLO IA, 09/2009, TREASURER, SCHOLASTIC, NIR, 75 HR/YR 12 HR/YR TRADING 4) MONTICELLO YOUTH BASEBALL SOFTBALL ASSN, MONTICELLO IA, 03/2012, TREASURER, YOUTH SPORTS, NIR, 30 HR/YR 0 HR/YR TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2018, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/TRADING 6) CITIZENS INVESTMENT CENTER, 117 W 1ST ST MONTICELLO IA, 07/2001, NOTARY PUBLIC, INV REL, 1 HR/YR 1 HY/YR TRADING 7) CITIZENS INVESTMENT CENTER, 117 W 1ST ST PO BOX 517 MONTICELLO IA, 10/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENT, INV REL, 0 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-20 |
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