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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-24
IA RA APPROVED 2018-10-20
  • TX RA
    APPROVED_RES
    Since 2018-10-24
  • IA RA
    APPROVED
    Since 2018-10-20

Branch Locations

117 W 1St Street, Monticello, IA 52310 • United States

101 Madison Street, Winthrop, IA 50682 • United States

1218 W Main Street, Manchester, IA 52057 • United States

102 E Mission Street, Strawberry Point, IA 52076 • United States

7352 Columbus Street, New Vienna, IA 52065 • United States

204 Main Street, Ryan, IA 52330 • United States

103 1St Street Sw, Hopkinton, IA 52237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens State Bank Monticello IA 04/2001 Present
Cambridge Investment Research, Inc. Monticello IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
Previous Registrations
  • 2001-08-30 → 2018-10-20
    Investment Advisors Corp
    Monticello, IA
  • 2001-08-30 → 2002-12-31
    Investment Advisors Corp
    Monticello, IA
Other Businesses

1) GOGEL BROTHERS FARMS, DYERSVILLE IA, 01/2007, OWNER/PARTNER, GRAIN & LIVESTOCK FARMING, INV REL, 300 HR/YR 0 HR/YR TRADING 2) CITIZENS TAX SERVICES, 117 W 1ST ST MONTICELLO IA, 01/2008, TAX PREPARER, NIR, 500 HR/YR 75 HR/YR TRADING 3) MONTICELLO SCHOOL FOUNDATION, MONTICELLO IA, 09/2009, TREASURER, SCHOLASTIC, NIR, 75 HR/YR 12 HR/YR TRADING 4) MONTICELLO YOUTH BASEBALL SOFTBALL ASSN, MONTICELLO IA, 03/2012, TREASURER, YOUTH SPORTS, NIR, 30 HR/YR 0 HR/YR TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2018, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/TRADING 6) CITIZENS INVESTMENT CENTER, 117 W 1ST ST MONTICELLO IA, 07/2001, NOTARY PUBLIC, INV REL, 1 HR/YR 1 HY/YR TRADING 7) CITIZENS INVESTMENT CENTER, 117 W 1ST ST PO BOX 517 MONTICELLO IA, 10/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENT, INV REL, 0 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-20
  • S66 Uniform Combined State Law Examination
    2001-08-20
Other Names
  • Brian David Gogel

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