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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-01
  • TX RA
    APPROVED
    Since 2019-07-01

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Dallas TX 06/2001 06/2019
Ubs Financial Services Inc. Dallas TX 07/2019 Present
Other Businesses

1) OWNER OF GAME CREEK FARM, A LIVESTOCK RANCH. ORGANIZATION IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY. START DATE IS JANUARY 11, 2013. ABOUT 1 HOUR PER WEEK. /// 2) MoveTheMtn LLC / United States / 3600 Armstrong Ave. Dallas, TX 75205 / Company / clothing sales / Member of Board of directors / Managing Member / Investment in Company?: YES, 50% / https://www.movethemtn.com/ / Start Date 1/1/2019 /// 3) Game Creek Ranch / 3600 Armstrong Ave/ Dallas 75205/ United States/ Company / Agriculture & Livestock /recreational ranch for family use/ Proprietor / owner / Ownership in business?: Yes, 100% / Authority to make investmnet decisions?: Yes/ Start Date 1/15/2013 /// 4) NAME OF OTHER BUSINESS: Direct commercial real estate investment / INVESTMENT RELATED?: Yes / ADDRESS: 1064-1066 Wisconsin Ave, Washington, D.C. 20007/ US/ NATURE OF THE BUSINESS: Real Estate/ POSITION: Proprietor / owner / DUTIES: passive owner / START DATE: 2/15/2021/ HOURS DEVOTED TO BUSINESS: NA /// 5) Texas Nationals Lacrosse LLC / Company / Organization for youth club lacrosse teams / Advisor or advisory group member if advice given may influence an officer/board / Investor, passive member, no check writing or investing authority 6)Game Creek Cattle Company LLC,TexasUnited States,Partnership,Agriculture & Livestock,Purchase of cattle for our recreational family ranchActive,Purchase of cattle for our recreational family ranch1,Start date -3/2/2026 7) 78HT LLC,TexasUnited States,Partnership,Energy and other passive investments,Partnership with myself and Cullen Thomason (UBS Employee) for passive investments,PartnerEntity is for passive investments, Start date 6/30/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-20
  • S66 Uniform Combined State Law Examination
    2001-11-20

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