Jason Paul Moody

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 01/2017
  Massmutual
  Syracuse, NY
• 07/2005 → 01/2017
  Mml Investors Services Inc
  Syracuse, NY
• 02/2017 → 06/2017
  Mutual Of Omaha Insurance Company
  Syracuse, NY
• 02/2017 → 06/2017
  Mutual Of Omaha Investor Services Inc.
  Syracuse, NY
• 07/2017 → 07/2025
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
• 07/2025 → Present
  Lpl Financial Llc
  Liverpool, NY

Previous Registrations

• 2021-05-04 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Liverpool, NY

Other Businesses

1) 07/10/2025- Prestige Wealth Management Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 250 hrs per month - 250 hrs during trading 2) 07/10/2025 - Jason P Moody / Individual Insurance sales Non-Variable Insurance / Inv Related / Baldwinsville NY 13027 / Start date 07/01/2001 - 250 hrs per month - 250 hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-07-26