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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
MN RA APPROVED 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Minnetonka MN 04/2009 Present
City National Bank Minnetonka MN 08/2016 01/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2001-08-23

View on SEC IAPD

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