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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 05/2002 08/2023
Securian Financial Services Inc. St. Paul MN 05/2002 08/2023
Renaissance Financial Corp. St. Louis MO 05/2002 Present
R.F. Brokerage St. Louis MO 11/2002 Present
Coop Ins Agency, Inc San Diego CA 05/2004 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2002 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 05/2002 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 05/2002 → Present
    Renaissance Financial Corp.
    St. Louis, MO
  • 11/2002 → Present
    R.F. Brokerage
    St. Louis, MO
  • 05/2004 → Present
    Coop Ins Agency, Inc
    San Diego, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-08-28 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: May 2004 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: May 2002 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. GREENROCK PROPERTIES, LLC POSITION: Partner NATURE: Family Owned Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2021 ADDRESS: 326 Bogey Lane, Kirkwood MO 63122, United States DESCRIPTION: This is an LLC to hold 329 acres of family property only used for hunting and recreational use; 4. NAME OF OTHER BUSINESS: JAMBES LLC; INVESTMENT RELATED: NO; ADDRESS: 120 S CENTRAL AVE SUITE 1600, ST LOUIS, MO 63105; NATURE OF BUSINESS: LLC; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVESTOR ONLY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-27
S63 Uniform Securities Agent State Law Examination 2002-07-24
  • S65 Uniform Investment Adviser Law Examination
    2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    2002-07-24
Designations
Other Names
  • Matthew C Gross

View on SEC IAPD

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