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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
  • TX RA
    APPROVED
    Since 2026-04-08

Branch Locations

216 East Travis Street, Marshall, TX 75670 • United States

216 East Travis Street, Marshall, TX 75670 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenneth Knox Marshall TX 08/2005 08/2019
Woodbury Financial Services, Inc. Woodbury MN 07/2007 08/2019
Kestra Investment Services, Llc Marshall TX 08/2019 04/2026
Kestra Advisory Services, Llc Marshall TX 08/2019 04/2026
Lpl Financial Llc Marshall TX 04/2026 Present
  • 08/2005 → 08/2019
    Kenneth Knox
    Marshall, TX
  • 07/2007 → 08/2019
    Woodbury Financial Services, Inc.
    Woodbury, MN
  • 08/2019 → 04/2026
    Kestra Investment Services, Llc
    Marshall, TX
  • 08/2019 → 04/2026
    Marshall, TX
  • 04/2026 → Present
    Marshall, TX
Previous Registrations
  • 2019-08-22 → 2026-04-07
    Marshall, TX
    Austin, TX
  • 2007-07-13 → 2019-08-26
    Woodbury Financial Services, Inc.
    Marshall, TX
    Mckinney, TX
    Marshall, TX
  • 2005-10-13 → 2007-07-25
    1St Global Advisors Inc
    Marshall, TX
Other Businesses

1) 2026-04-07 - K Bar 3 Ranch - Farm - N - MARSHALL TX - 2026-03-06 - 40hrs/mth - 0hrs/mth during trading 2) 2026-04-07 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Noble Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-03-04 - 160hrs/mth - 160hrs/mth during trading 3) 2026-04-07 - Knox Investments LLC - Real Estate Rental - Y - Marshall TX - 2026-03-04 - 1hrs/mth - 1hrs/mth during trading 4) 2026-04-07 - Knox Financial Advising Inc - Business Owner - Y - Marshall TX - 2026-03-04 - 5hrs/mth - 5hrs/mth during trading 5) 2026-05-12 - Kenneth Knox - Fixed Life Insurance - Non-Variable Insurance - Y - at reported business location(s) - 2026-05-07 - 0hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
S63 Uniform Securities Agent State Law Examination 2001-09-29
  • S66 Uniform Combined State Law Examination
    2005-09-02
  • S63 Uniform Securities Agent State Law Examination
    2001-09-29

View on SEC IAPD

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