Best Investors Account Sign in
Inactive

Spencer Christian Smith

Chevy Chase Trust Company

Bethesda, MD

Asb Capital Management LLC

Bethesda, MD

Claim This Profile
Current Employers
Chevy Chase Trust Company

7501 Wisconsin Avenue 15Th Floor, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-07-13
NY RA APPROVED 2021-03-20
NH RA APPROVED 2021-03-18
OR RA APPROVED 2021-03-18
CA RA APPROVED 2017-06-16
TX RA APPROVED_RES 2013-06-04
DC RA APPROVED 2010-03-31
MD RA APPROVED 2010-03-15
VA RA APPROVED 2010-03-15
  • NJ RA
    APPROVED
    Since 2021-07-13
  • NY RA
    APPROVED
    Since 2021-03-20
  • NH RA
    APPROVED
    Since 2021-03-18
  • OR RA
    APPROVED
    Since 2021-03-18
  • CA RA
    APPROVED
    Since 2017-06-16
  • TX RA
    APPROVED_RES
    Since 2013-06-04
  • DC RA
    APPROVED
    Since 2010-03-31
  • MD RA
    APPROVED
    Since 2010-03-15
  • VA RA
    APPROVED
    Since 2010-03-15

Branch Locations

7501 Wisconsin Avenue 15Th Floor, Bethesda, MD 20814 • United States

Asb Capital Management Llc

7501 Wisconsin Avenue, West Tower 13Th Floor, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2019-12-20
PA RA APPROVED 2019-08-13
IL RA APPROVED 2019-08-12
MD RA APPROVED 2019-08-01
  • DC RA
    APPROVED
    Since 2019-12-20
  • PA RA
    APPROVED
    Since 2019-08-13
  • IL RA
    APPROVED
    Since 2019-08-12
  • MD RA
    APPROVED
    Since 2019-08-01

Branch Locations

7501 Wisconsin Avenue, West Tower 13Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chevy Chase Trust Company Bethesda MD 02/2010 11/2017
Chevy Chase Trust Company Bethesda MD 11/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-12
S66 Uniform Combined State Law Examination 2001-10-17
  • S65 Uniform Investment Adviser Law Examination
    2010-03-12
  • S66 Uniform Combined State Law Examination
    2001-10-17

View on SEC IAPD

Other Firms

LGG FINANCIAL
BLUE SPARROW FUNDS GP LLC
KALAMATA ASSET MANAGEMENT LLC
GLASSY MOUNTAIN ADVISORS, INC.
NOORDZEE CAPITAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
HIGHTOWER ADVISORS, LLC
GOLDEN WEALTH STRATEGIES

Other Investors

Brian Craig Luts
DAVID MICHAEL GREENLEIGH
JAMIE LYNN BIGSBY
Brian Hawthorne-Codato
William K McCaffrey
ALEXANDER SIDNEY JOHANNES LEVY
JOHN BUSCO
FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD
BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD
NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
HIGHTOWER ADVISORS, LLC · BETHESDA, MD
GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor