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Howard Wilson Glasgow

Ubs Financial Services Inc.

Atlanta, GA

Charlotte, NC

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-06-08
GA RA APPROVED 2009-05-12
TX RA APPROVED 2009-05-08
  • NC RA
    APPROVED
    Since 2015-06-08
  • GA RA
    APPROVED
    Since 2009-05-12
  • TX RA
    APPROVED
    Since 2009-05-08

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 05/2009 Present
Previous Registrations
  • 2004-03-09 → 2009-06-09
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
    Atlanta, GA
  • 2003-01-30 → 2004-02-26
    Morgan Stanley & Co. Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-18
  • S66 Uniform Combined State Law Examination
    2001-10-18
Other Names
  • Howard Wilson Glasgow
  • H. Wilson Glasgow Iii

View on SEC IAPD

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BISON WEALTH, LLC · ATLANTA, GA
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RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
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NEWEDGE ADVISORS · Atlanta, GA

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