Stephen Patrick Brown

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 06/2020
  Nationwide Securities, Inc.
  West Des Moines, IA
• 08/2008 → 06/2020
  Nationwide Financial
  West Des Moines, IA
• 06/2020 → Present
  Brokers International Financial Services
  Coral Springs, FL

Previous Registrations

• 2017-01-05 → 2020-06-24
  Nationwide Securities, Llc
  Coral Springs, FL
• 2008-08-01 → 2015-11-06
  Nationwide Securities, Llc
  West Des Moines, IA
  West Des Moines, IA
  Coral Springs, FL
• 2003-09-16 → 2008-08-01
  1717 Capital Management Company
  West Des Moines, IA
  West Des Moines, IA
• 2001-09-27 → 2003-09-16
  Equitable Advisors, Llc
  West Des Moines, IA

Other Businesses

1) Brown Financial Services; investment related; 11555 Heron Bay Blvd # 222, Coral Springs, FL 33076; Financial Services DBA, President; . Started 6/15/2020; 160 hours a month, 160 during trading hours; Financial Advisor 2) Insurance sales; not insurance related; 11555 Heron Bay Blvd #222, Coral Springs, FL 33076; Fixed Insurance, Agent; Started 9/1/2004; 40 hours per month, 40 during trading hours; Sales and services of fixed annuities

Exams

• S66 Uniform Combined State Law Examination
  2001-08-21

Other Names

• Steve Brown