Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Santa Rosa | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, Na.. | New York | NY | 01/2015 | Present |
(1) RENTAL PROPERTY; NON INVESTMENT RELATED; ROHNERT PARK, CA; OWNER; 1 HOURS PER MONTH; 0 DURING NORMAL WORKING HOURS; TITLE: THE CHO FAMILY LIVING TRUST U/A/D 8/16/05*** (2) TAG (Trusted Advisors Group); Investment related: No; secretarial/ TAG is a professional networking group of professionals within the community; Secretary (proprietor, partner, officer, director, employee, trustee, agent); Feb 2018; During business hours: 1; After business hours: 1; end reminders upcoming meetings, send agendas before meetings, keep track of calendar, help clean up after meetings. I would be a signer of the checking account in the event the first signer is not available.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-20 |
Reach out to this advisor