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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-02
NY RA APPROVED 2021-02-23
  • NJ RA
    APPROVED
    Since 2024-07-02
  • NY RA
    APPROVED
    Since 2021-02-23

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

331 Newman Springs Road, Suite 132,, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Harary Financial Group New York NY 10/2013 Present
Prb Wealth Management New York NY 10/2013 10/2020
Lpl Financial Llc New York NY 04/2016 Present
Private Advisor Group, Llc New York NY 05/2016 10/2020
Iht Wealth Management Chicago IL 10/2020 Present
  • 10/2013 → Present
    Harary Financial Group
    New York, NY
  • 10/2013 → 10/2020
    Prb Wealth Management
    New York, NY
  • 04/2016 → Present
    Lpl Financial Llc
    New York, NY
  • 05/2016 → 10/2020
    New York, NY
  • 10/2020 → Present
    Iht Wealth Management
    Chicago, IL
Previous Registrations
  • 2016-05-12 → 2020-10-14
    New York, NY
    Morristown, NJ
  • 2011-03-11 → 2016-05-24
    Ameritas Investment Company, Llc
    Lincoln, NE
    Sandwich, MA
  • 2004-08-25 → 2011-02-11
    Msi Financial Services, Inc.
    New York, NY
    New York, NY
    New York, NY
  • 2002-07-03 → 2002-10-24
    New York, NY
Other Businesses

1. 5/5/2016 - Harary Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Time Spent 50%. 2. 5/5/2016 - PRB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/5/16 - 40 Hours Per Month - Time Spent 30%. 3. 5/5/2016 - PRB Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - - Time Spent 70% - Life, disability, long term care. 4. 9/8/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-26
  • S66 Uniform Combined State Law Examination
    2002-03-26

View on SEC IAPD

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