Ryan Joel Mason

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 03/2020
  Ameriprise Financial Services, Inc.
  Sacramento, CA
• 03/2020 → 09/2024
  Ameriprise Financial Services, Llc
  Santa Rosa, CA
• 09/2024 → Present
  Lpl Financial
  Santa Rosa, CA

Previous Registrations

• 2010-10-12 → 2024-09-19
  Ameriprise Financial Services, Llc
  Sacramento, CA
  San Jose, CA
  Elk Grove, CA
  Walnut Creek, CA
  Windsor, CA
  Elk Grove, CA
  Sacramento, CA
  Windsor, CA
  Windsor, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
• 2007-07-09 → 2010-10-19
  Wells Fargo Investments, Llc
  Petaluma, CA
  Santa Rosa, CA
  Sacramento, CA
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
  Petaluma, CA
  Petaluma, CA
  Sacramento, CA
  Petaluma, CA
  Sacramento, CA
  Sacramento, CA
• 2004-06-04 → 2007-07-10
  Banc Of America Investment Services, Inc.
  Sacramento, CA
  Roseville, CA
  Orangevale, CA
  Carmichael, CA
  Roseville, CA
• 2002-03-26 → 2004-06-08
  Morgan Stanley Dw Inc.
  Sacramento, CA

Other Businesses

1) 08/2024 - Apex Private Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - 160 Hrs per month

Exams

• S66 Uniform Combined State Law Examination
  2001-12-06