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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-10 |
| CA | RA | APPROVED | 2024-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sacramento | CA | 10/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Rosa | CA | 03/2020 | 09/2024 |
| Lpl Financial | Santa Rosa | CA | 09/2024 | Present |
1) 08/2024 - Apex Private Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - 160 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-06 |
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