Steven James Nauta

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Allegiant Financial, Inc.
  Miami, FL
• 06/2007 → Present
  Allegiant Securities, Llc
  Miami, FL
• 11/2007 → Present
  Allegiant Asset Management, Llc
  Miami, FL
• 10/2007 → Present
  Humana
  Grand Rapids, MI
• 11/2007 → Present
  U.S. Capital Management, Llc
  Holland, MI
• 11/2023 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2008-01-30 → 2008-05-29
  Allegiant Financial Advisors, Llc
  Miami Beach, FL

Other Businesses

U.S. CAPITAL MANAGEMENT, LLC, 160 152ND AVENUE, HOLLAND, MI 49424. STARTED 11/2007, OWNER. FIXED INSURANCE PRODUCTS. 70% OF TIME DEVOTED. HUMANA, 5555 GLENWOOD HILLS, SUITE 150, GRAND RAPIDS, MI 49512. STARTED 10/2007, INDEPENDENT SALES REPRESENTATIVE. SELLING OF HUMANA'S MEIDCARE ADVANTAGE HEALTH PLANS AND PRESCRIPTION DRUG PLANS. 30% OF TIME DEVOTED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-21
• S66 Uniform Combined State Law Examination
  2008-01-23
• S63 Uniform Securities Agent State Law Examination
  2001-08-16