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1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-02-26 |
| IA | RA | APPROVED | 2025-02-13 |
| SD | RA | APPROVED | 2025-02-13 |
| WI | RA | APPROVED | 2025-02-13 |
| TX | RA | APPROVED_RES | 2025-02-12 |
| MN | RA | APPROVED | 2014-01-15 |
Branch Locations
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
1961 Premier Drive #406, Mankato, MN 56001 • United States
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-15 |
Branch Locations
1961 Premier Drive #406, Mankato, MN 56001 • United States
1995 East Rum River Drive S., Cambridge, MN 55008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Advisor Group Llc | Cambridge | MN | 08/2008 | Present |
| Efs Advisors | Cambridge | MN | 08/2008 | Present |
DWN Financial LLC, INV, Mankato, MN, 56001, Tax Purposes and Pass-Through Entity, President, Established 3/13/2012, approximately 1 inv hrs/mo for administrative tasks, 1 trading hrs, DWN Financial LLC is established for tax purposes to facilitate compensation for 1099 employee services. It functions as a pass-through entity for business-related activities associated with EFS Advisors. The LLC does not engage in any separate or additional business activities beyond this function. There is no direct compensation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-10-08 |
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