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Emily Ewing Harris

Equitable Advisors, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-12-07
  • NC RA
    APPROVED
    Since 2007-12-07

Branch Locations

11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2005 06/2020
Equitable Advisors, Llc New York NY 08/2005 Present
Other Businesses

GIRL SCOUT TROOP 603 (LEADER); HEART OF A LION RESCUE (BOARD OF DIRECTORS)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-25
S63 Uniform Securities Agent State Law Examination 2001-12-04
  • S66 Uniform Combined State Law Examination
    2006-08-25
  • S63 Uniform Securities Agent State Law Examination
    2001-12-04
Other Names
  • Emily Rebecca Ewing
  • Emily Rebecca Ewing-Harris

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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