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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED_RES | 2023-04-03 |
| CA | RA | APPROVED | 2022-07-27 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94596 • United States
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 10/2013 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 12/2018 | 07/2022 |
| Jpmorgan Securities, Llc. | San Francisco | CA | 12/2018 | 07/2022 |
| Ubs Financial Services Inc | Walnut Creek | CA | 07/2022 | Present |
Entity Name: Orinda Country Club Investment related: No Address: 315 Orinda, CA Nature of the other business: Community Country Club Position/Title/Relationship: Director Start Date: 01-Jan-2020 Approximate # of hours a month: 4-6 hours a month for evening meetings Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board of Directors, Aquatics Chair Effective 12/3/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-07 |
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