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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-09-30 |
Branch Locations
2538 Us 70, Mebane, NC 27302 • United States
Mebane, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Durham | NC | 03/2015 | 05/2017 |
| Pnc Bank | Durham | NC | 03/2015 | 05/2017 |
| First Citizens Bank | Chapel Hill | NC | 05/2017 | 08/2020 |
| First Citizens Investor Services | Raleigh | NC | 05/2017 | 08/2020 |
| Thrivent Investment Management Inc | Mebane | NC | 08/2020 | Present |
| Thrivent Financial | Appleton | WI | 09/2020 | 11/2020 |
| Thrivent Financial | Appleton | WI | 11/2020 | Present |
KARATE USA - KARATE INSTRUCTOR POSITION: Master Instructor NATURE: Karate instructor at a school my wife and I run in Hillsborough NC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2009 ADDRESS: 2538 US 70, Ste A, Mebane NC 27302, United States DESCRIPTION: Running a karate school. My wife and I teach self defense classes to children and adults. We charged just enough to cover expenses. 2538 US 70 LLC POSITION: Owner NATURE: LLC that owns the building where my Thrivent office is housed. The other tenant is the Karate studio. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 2538 US 70, Mebane NC 27302, United States DESCRIPTION: oversee operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-26 |
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