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William Charles Farrance

Hazard & Siegel Advisory Services LLC

Dewitt, NY

Cazenovia, NY

CRD 4429474

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Employer firm

Hazard & Siegel Advisory Services LLC CRD 151462

$450M regulatory AUM 153 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hazard & Siegel Advisory Services Llc

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-12
  • NY RA
    APPROVED
    Since 2021-07-12

Branch Locations

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Cazenovia, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stiles Pools, Inc. Fayette NY 05/2002 Present
Hazard & Siegel, Inc Dewitt NY 10/2008 Present
Hazard & Siegel Advisory Services Llc Dewitt NY 10/2008 Present
Other Businesses

1) BLUE RIDGE POOLS DBA STILES POOLS, INC., NON INVESTMENT-RELATED, 7076 CEDAR BAY ROAD FAYETTEVILLE NY 13066, SWIMMING POOL BUSINESS, CO-OWNER 4/1/2021, STARTED IN 1995, 50 HOURS PER MONTH DURING TRADING HOURS, SWIMMING POOL MAINTENANCE & REPAIR; 2)FLAGSTONE FINANCIAL, INVESTMENT-RELATED, 2490 WOODLAND ROAD CAZENOVIA NY 13035, LIFE AND HEALTH INSURANCE SALES, OWNER, STARTED IN 2008, 40 HOURS PER MONTH DURING TRADING HOURS, SALES AND SERVICE OF LIFE AND HEALTH INSURANCE. MML RENOVATIONS LLC 2490 WOODLAND RD CAZENOVIA NY 13035,SECRETARY,NON INVESTMENT RELATED,10 HRS PER MONTH,10 HRS TRADING MONTHLY, DUTIES HOUSE RENOVATIONS AND RESALE. HAZARD & SIEGEL ADVISORY SERVICES LLC, REFER CLIENT ACCOUNT TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS 2-20 HRS PER MONTH, SOLICITOR CEDAR BAY RIDGE, 7076 CEDAR BAY ROAD FAYETTEVILLE NY 13066, PRESIDENT, NON INVESTMENT RELATED, 2 HOURS PER MONTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-10
  • S63 Uniform Securities Agent State Law Examination
    2001-09-10

View on SEC IAPD

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