Johnny Tzu-Hua Liu

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 03/2021
  Hsbc Bank Usa N.A.
  Artesia, CA
• 03/2021 → 05/2023
  Mufg Union Bank
  Huntington Beach, CA
• 05/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  Irvine, CA
• 05/2023 → Present
  U.S. Bank
  Irvine, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Irvine, CA

Previous Registrations

• 2023-06-02 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Irvine, CA
  Huntington Beach, CA
  Orange, CA
  Irvine, CA
  Spokane, WA
  Sioux Falls, SD
• 2021-04-08 → 2023-06-01
  U.S. Bancorp Advisors, Llc
  Huntington Beach, CA
• 2009-10-26 → 2021-04-19
  Hsbc Securities (Usa) Inc.
  Rowland Heights, CA
  Artesia, CA
  Garden Grove, CA
  Rowland Heights, CA
  Walnut, CA
  Irvine, CA
• 2007-12-10 → 2009-10-13
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Irvine, CA
  Irvine, CA
• 2004-06-08 → 2007-11-19
  Wells Fargo Investments, Llc
  Fullerton, CA
  Fullerton, CA
• 2001-10-12 → 2002-10-11
  Wells Fargo Investments, Llc
  Ladera Ranch, CA

Other Businesses

1) Rental Property; Investment Related; Chino, CA 91709; Rental Property; Home Owner; Owner; 2012; 0.5 hours/month; 0/trading hours; Rental agreement, renewals or repairs. 2) Rental Property - Armeria Lane; Investment Related; Chino, CA; Rental Property; Home Owner; Owner; 11/7/2025; 0 hours/month; 0/trading hours; Rental agreement, renewals or repairs.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-27