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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
IL RA APPROVED 2002-02-27
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • IL RA
    APPROVED
    Since 2002-02-27

Branch Locations

105 W. First Street, O'FAllon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2001 06/2020
Equitable Advisors, Llc New York NY 07/2001 Present
Other Businesses

1. THS ENDOWMENT FUND; 600 S SMILEY, O'FALLON, IL 62269; BOARD MEMBER; START 4/1/2006, APPROX 2 HOURS/MONTH. 2. TRAILHEAD CAPITAL MANAGEMENT GROUP, LLC 1575 K;ISKER RD, STE B, ST CHARLES, MO 63304; MEMBER; START 12/29/2022; APPROX 3 HOURS/MONTH. 3. ATARA-B, LLC; 1308 LANTERN LIGHTS CR, LEBANON, IL 62254; MEMBER; START 2/23/2026; APPROX 1 HOUR/MONTH. 4. INVESTMENT PROPERTY; 128 BLUE MOUNTAIN RD #8, SANTA ROSA BEACH, FL 32459; OWNER; START 3/2/2026; APPROX 1 HOUR/MONTH. 5. VARIOUS OUTSIDE INSURANCE APPOINTMENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-28
  • S66 Uniform Combined State Law Examination
    2001-09-28
Designations

View on SEC IAPD

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