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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 1999-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities | Pella | IA | 07/2001 | 09/2020 |
| Avantax Planning Partners, Inc | Pella | IA | 11/1999 | Present |
| Schuring & Uitermarkt, Pc | Pella | IA | 01/1995 | Present |
| Avantax Investment Services, Inc. | Pella | IA | 09/2020 | 09/2025 |
| Welgaard Cpa, P.C. | Pella | IA | 12/1995 | Present |
| Cetera Wealth Services, Llc | Urbandale | IA | 09/2025 | Present |
1) SCHURING & UITERMARKT, P.C. - INSURANCE AND DBA POSITION: SHAREHOLDER NATURE: ACCOUNTING PRACTICE INVESTMENT RELATED: NO HOURS: 195 INVESTMENT RELATED HOURS: 0 START DATE: 12/18/1995 ADDRESS: 102 E 15TH STREET, PELLA IA 50219 DESCRIPTION: ACCOUNTING SERVICES 2) SCHURING & UITERMARKT FINANCIAL SERVICES POSITION: SHAREHOLDER NATURE: FINANCIAL & INSURANCE PRODUCTS INVESTMENT RELATED: YES HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 12/18/1995 ADDRESS: 102 E 15TH STREET, PELLA IA 50219 DESCRIPTION: FINANCIAL PLANNING & ESTATE ADVICE 3) BIOTECH MANAGEMENT, LLC POSITION: MEMBER NATURE: IDLE BIODIESEL PLANT INVESTMENT RELATED: NO HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 03/15/2006 ADDRESS: 102 E 15TH STREET, PELLA IA 50219 DESCRIPTION: PRODUCTION MANAGEMENT 4) S & U REAL ESTATE POSITION: MEMBER NATURE: REAL ESTATE RENTAL INVESTMENT RELATED: NO HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 01/01/2006 ADDRESS: 102 E 15TH STREET, PELLA IA 50219 DESCRIPTION: REAL ESTATE RENTAL 5) AMJ HOLDINGS, LLC POSITION: MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 04/01/2011 ADDRESS: 139 AMSTERDAM DRIVE, PELLA IA 50219 DESCRIPTION: REAL ESTATE 6) BIOTECH MANAGEMENT, LLC POSITION: MEMBER NATURE: IDLE BIODIESEL PLANT INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 03/15/2006 ADDRESS: 916 W 16TH STREET, PELLA IA 50219 DESCRIPTION: PRODUCTION MANAGEMENT 7) RADJAS, INC POSITION: Vice President NATURE: Drive-In Theatre INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2015 ADDRESS: 139 Amsterdam Drive, Pella IA 50219 DESCRIPTION: Board, Treasurer, Stockholder 8) WELGAARD FINANCIAL SERVICES POSITION: Advisor NATURE: Wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 40 START DATE: 12/01/1995 ADDRESS: 916 W 16th St, Pella IA 50219, United States DESCRIPTION: Refer CPA clients for advisory services as HKFS IAR and ProEquities RR 9) WELGAARD CPA, P.C. POSITION: Accountant NATURE: Full service public accounting and consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 40 START DATE: 12/01/1995 ADDRESS: 916 W 16th St, Pella IA 50219, United States DESCRIPTION: Accounting services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-13 |
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