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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-07
  • CA RA
    APPROVED
    Since 2019-06-07

Branch Locations

1600 S Main Street, #120, Walnut Creek, CA 94596 • United States

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Berkeley CA 06/2001 06/2019
Bank Of America,Na Walnut Creek CA 09/2009 06/2019
Sanctuary Securities, Inc. Walnut Creek CA 06/2019 Present
Sanctuary Advisors Llc Walnut Creek CA 06/2019 Present
Previous Registrations
Other Businesses

For profit or not for profit: For-Profit Organization Name of outside business organization: Terrance C. Murray, Inc. Investment related: Y Address of business: Silver Springs Ct., California 95945 Nature of business: S-Corp, Position, title, association: Officer, Start date of relationship: 5/6/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Passive investor in one condo unit. Name of business: Northwest Advantage, Inc. Address of the business: 6114 La Salle Ave. #437, Oakland CA. Nature of the business: S-Corp. Supercut Franchises operated in Seattle area. Your position, title, or relationship with the business: Shareholder Is the business investment-related: No Approximate number of hours/month you devote to the other business: Number of hours you devote to the other business during securities trading hours: 0 Start date of your relationship: June 2010 Name of business: MSC Investors Address of the business: 1050 Crestline Circle, El Dorado Hills CA. Nature of the business: Limited Partnership. Supercut Franchises operated in Sacramento area. Your position, title, or relationship with the business: Limited Partner Is the business investment-related: No Approximate number of hours/month you devote to the other business: Number of hours you devote to the other business during securities trading hours: 0 Start date of your relationship: June 2010 Name of business: Evergreen Advantage, LTD. Address of the business: 6114 La Salle Ave. #437, Oakland CA. Nature of the business: Limited Partnership. Supercut Franchises operated in Seattle area. Your position, title, or relationship with the business: Limited Partner Is the business investment-related: No Approximate number of hours/month you devote to the other business: Number of hours you devote to the other business during securities trading hours: 0 Start date of your relationship: June 2010 Name: FINRA Position: FINRA arbitrators are not employees of FINRA. Any fees paid by FINRA to an arbitrator are report on a Form 1099.Nature: I have been approved to be a FINRA arbitrator. I have completed the required training. I have not yet been selected as an arbitrator. I understand that before I accept any position as an arbitrator I will need to be certain that there are no conflicts of interest. Investment Related: No Hours: 10 Securities Trading Hours: 4 Start Date: 04/12/2023 Address: 200 Liberty Street, 11th Floor, New York NY 10281, United States Description: Serve as an arbitrator, either as an individual or part of a panel of three arbitrators, for disputes that fall within the jurisdiction of FINRA's dispute resolution process.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-01
  • S66 Uniform Combined State Law Examination
    2001-10-01
Designations

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