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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2019-09-27 |
| TX | RA | APPROVED | 2019-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Billings | MT | 08/2002 | 03/2018 |
| Bank Of America, N.A. | Billings | MT | 12/2009 | 03/2018 |
| Ameriprise Financial Services, Inc | Billings | MT | 03/2018 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Billings | MT | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-02 |
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