Cody Don Carpenter

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2001 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 05/1998 → Present
  Onion Creek Club
  Austin, TX
• 07/2003 → Present
  Financial U Llc Dba Abc Educational Services
  Atlanta, GA
• 12/2013 → Present
  Retiremax, Llc
  Atlanta, GA
• 03/2016 → Present
  Bms Financial, Insurance & Tax Services
  Henderson, NV
• 01/2025 → Present
  Virginia Retirement Services Inc.
  Wythville, VA

Other Businesses

(1) FINANCIAL U LLC ( STARTED 2/2012) DBA;ABC EDUCATIONAL SERVICES; 1700 PENNSYLVANIA AVE MCDONOUGH GA 30253; START DATE 7/2003; 160 HRS/MONTH;140 TRADINGHRS/MONTH; AGENCY ADMINISTERS FINANCIAL SERVICES &INSURANCE PRODUCTS THROUGH SCHOOL SYSTEM; IR. (2)CODY D. CARPENTER DBA RETIREMAX, LLC;1700 PENNSYLVANIA AVE MCDONOUGH GA 30253; START DATE: 12/1/2013;FINANCIAL SERVICES SOFTWARE DESIGN & SALES;LIMITED PARTNER;INVESTMENT RELATED; DESIGN OF THE SOFTWARE APPLICATION AND MARKET THE SOFTWARE TO OTHER FINANCIAL ADVISORS;NUM OF HRS/MTH DEVOTED TO THIS BUS:10 ; NUM OF HRS/MTH DEVOTED TO THIS BUSI DURING TRADING HOURS:5 (3) BMS Financial, Insurance & Tax Services; 375 N Stephanie Street Suite 2212 Henderson, NV 89014; start date: 3/3/2016; Proprietor; Nature of Business: Tax preparation & financial services including securities and insurance products such as fixed insurance and fixed indexed annuities; IR; Approx. Number of Hours/Month Devoted to this Business: 20; Approx. Number of Hours/Month Devoted to this Business during trading hours: 10 (4) IPC, LLC; 1755 North Brown Rd, Ste 200 Lawrenceville GA 30043; Start date 11/1/2013; VP of Sales and Marketing; Insurance Marketing Organization recruiting and developing agents to market insurance products and fixed annuities; IR (5) The Rise Retreat At Helton Falls 58 Cottage Dr. Blairsville, GA 30512 512-694-4240/Start date 9/21 land purchase 1/21/ Non-Investment Related/VRBO business Rental Income/Cody Carpenter owner/ 10hrs mo / 5 hrs mo during trading. (6) VIRGINIA RETIREMENT SERVICES INC. (VRSI); 580 W. Main Street, Wythville VA 24382; Start Date 01/01/2025; Owner/Agent/Director of Marketing; Provide assistance to the firm for training and recruiting of agents and representatives in the financial services business as well as provide marketing support. Will also offer securities and insurance products to clients under the VRSI name.; 30 hours/mo; 10 hrs/mo during trading; IR

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-27
• S63 Uniform Securities Agent State Law Examination
  2001-08-07