Best Investors Account Sign in
Claim This Profile
Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-27
  • MN RA
    APPROVED
    Since 2026-01-27

Branch Locations

Roseville, MN • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Minneapolis MN 06/2013 Present
Investors Financial Group, Llc Minneapolis MN 08/2013 Present
Private Advisor Group, Llc Morristown NJ 03/2022 Present
  • 06/2013 → Present
    Lpl Financial, Llc
    Minneapolis, MN
  • 08/2013 → Present
    Investors Financial Group, Llc
    Minneapolis, MN
  • 03/2022 → Present
    Morristown, NJ
Previous Registrations
  • 2014-01-16 → 2022-07-25
    Investors Financial Group
    Minneapolis, MN
    Plymouth, MN
Other Businesses

1. 8/14/2013: REGISTERED INVESTMENT ADVISOR - INVESTORS FINANCIAL GROUP, LLC - RIA - (HYBRID) INVESTORS FINANCIAL GROUP, LLC - TIME SPENT 20% - MINNEAPOLIS, MN. 2. 03/22/2022 - Investors Financial Group- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/18/2022 - 160 Hours Per Month/130 Hours During Securities. 3. 03/30/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 03/18/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/30/2022 - Private Advisor Group - DBA: Landvik Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 03/18/2022- 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/30/2022 - Private Advisor Group - DBA: Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 03/18/2022- 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-20
  • S63 Uniform Securities Agent State Law Examination
    2001-09-20

View on SEC IAPD

More in Roseville, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor