Scot Peter Roche

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 05/2018
  Hewins Financial Advisors, Llc
  Rockford, IL
• 10/2022 → Present
  Creative Planning, Llc
  Rockford, IL
• 06/2018 → 09/2022
  Wipfli Financial Advisor, Llc
  Rockford, IL

Previous Registrations

• 2013-07-03 → 2022-10-12
  Wipfli Financial Advisors, Llc
  Milwaukee, WI
  Rockford, IL
• 2010-11-12 → 2013-08-09
  Wipfli Hewins Investment Advisors Llc
  San Mateo, CA
• 2010-11-12 → 2011-09-26
  Lcv Wealth Management, Ltd.
  Rockford, IL
• 2002-12-17 → 2010-11-01
  Lcv Wealth Management, Ltd.
  Rockford, IL
  Rockford, IL
• 2002-12-17 → 2004-12-31
  Lcv Wealth Management, Ltd.
  Rockford, IL

Other Businesses

Wipfli Financial Advisors, LLC Milaukee, WI; is investment related; Principal; Business was acquired by Creative Planning; Duties are overseeing the wind down of the business; 3 hours per month/0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-22

Designations

• Personal Financial Specialist