James Mason Uren

Current Employers

Employment History

• 07/2001 → Present
  Osaic Wealth, Inc.
  Buffalo Grove, IL
• 08/2001 → Present
  Phase Iii Advisory Services, Ltd
  Buffalo Grove, IL

Other Businesses

1) PHASE III ADVISORY SERVICES, YES INVESTMENT RELATED, 1110 W. LAKE COOK ROAD, SUITE 265, BUFFALO GROVE, IL 60089, REGISTERED INVESTMENT ADVISER, FINANCIAL PLANNER & COLLEGE PLANNING, STARTED DATE 9/1/2001, 100 HOURS, 100 HOURS, PROVIDE FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES. 2) PHASE III ADVISORY SERVICES, NON INVESTMENT RELATED, 1110 W. LAKE COOK ROAD, SUITE 265, BUFFALO GROVE, IL 60089; REGISTERED INVESTMENT ADVISER, STATUTORY AGENT, STARTED 8/1/2001, 5 HOURS, 5 HOURS,RECOMMEND AND SELL INSURANCE PRODUCTS 3) NO LONGER CHUNKY; POSITION: Owner/Manager NATURE: This is a sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2018; ADDRESS: 421 S. East St., Crown Point IN 46307, United States; DESCRIPTION: Creating online content (blog posts, videos, etc.) around my personal weight loss journey and general weight loss related topics. Business revenue to be generated through affiliate marketing and product sales 4) JIM UREN; POSITION: Participant NATURE: I occasionally complete a market research survey for a free report or small monetary compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2018; ADDRESS: 421 S. East St., Crown Point IN 46307, United States; DESCRIPTION: Completing an occasional survey. 5) POA FOR PARENTS; POSITION: POA NATURE: Just a Power of Attorney for my parents. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2021; ADDRESS: 421 S. East St,, Crown Point IN 46307, United States; DESCRIPTION: I have Power of Attorney if my parents are unable to make their own decisions. 6) CLEAR STEPS FINANCIAL, LLC; POSITION: President NATURE: This is simply an LLC set up for tax purposes so I can pay myself a salary and withdrawal additional funds that are not subject to the payroll tax. My Osaic commissions will be deposited into my personal account and then I will transfer funds into my business account. No security/advisory or any other kind of business will be conducted under this name and the general public would not know about this LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2025; ADDRESS: 421 S. East St., Crown Point IN 46307, United States; DESCRIPTION: The duties will involve establishing a bank account, credit card and transferring funds to my payroll company. It will also involve the typical income tracking that every advisor does for tax reporting (tracking mileage, expenses, tracking and paying for business expenses). 7) WHITE DEER CROSSING, LLC; POSITION: Helper NATURE: My wife is in the process of setting up a single-member LLC to operate a single family home rental property that she will own. I may occasionally assist her in managing the property such as doing some minor repairs and maintenance, showing the property to potential renters, getting quotes from contractors, etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2026; ADDRESS: 421 S. East St., Crown Point IN 46307, United States; DESCRIPTION: Occasionally assist her in managing the property such as doing some minor repairs and maintenance, showing the property to potential renters, getting quotes from contractors, etc.

Exams

• S66 Uniform Combined State Law Examination
  2001-09-19

Designations

Other Names

• Jim Uren