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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-21 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
3330 Ginger Creek Dr., Suite C, Springfield, IL 62711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2001 | 04/2024 |
| Unemployed | Springfield | IL | 05/2024 | 07/2024 |
| Lpl Financial Llc | Springfield | IL | 08/2024 | Present |
1) 08/07/2024-Broadway Graham Wealth Partners-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 08/06/2024. 2) 10/09/2024 - Private Advisor Group - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 07/23/2014 - 160 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 10/09/2024 - Broadway Graham Wealth Partners - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/06/2024 - 100 Hours Per Month/ 6.5 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
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