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515 South Flower Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-11-19 |
| CO | RA | APPROVED | 2024-10-03 |
| WY | RA | APPROVED | 2024-08-02 |
| CT | RA | APPROVED | 2024-07-09 |
| DE | RA | APPROVED | 2024-07-03 |
| IL | RA | APPROVED | 2024-06-25 |
| WV | RA | APPROVED | 2024-06-24 |
| WA | RA | APPROVED | 2024-06-21 |
| AZ | RA | APPROVED | 2024-06-13 |
| HI | RA | APPROVED | 2024-06-13 |
| KS | RA | APPROVED | 2024-06-13 |
| MD | RA | APPROVED | 2024-06-13 |
| NH | RA | APPROVED | 2024-06-13 |
| ND | RA | APPROVED | 2024-06-13 |
| VA | RA | APPROVED | 2024-06-13 |
| MS | RA | APPROVED | 2024-06-12 |
| NC | RA | APPROVED | 2024-06-12 |
| OK | RA | APPROVED | 2024-06-11 |
| SC | RA | APPROVED | 2024-06-11 |
| SD | RA | APPROVED | 2024-06-11 |
| WI | RA | APPROVED | 2024-06-11 |
| MA | RA | APPROVED | 2024-06-10 |
| MN | RA | APPROVED | 2024-06-10 |
| NV | RA | APPROVED | 2024-06-10 |
| NM | RA | APPROVED | 2024-06-10 |
| DC | RA | APPROVED | 2024-06-05 |
| KY | RA | APPROVED | 2024-06-04 |
| VI | RA | APPROVED | 2024-06-03 |
| GA | RA | APPROVED | 2024-05-30 |
| IN | RA | APPROVED | 2024-05-30 |
| MT | RA | APPROVED | 2024-05-28 |
| FL | RA | APPROVED | 2024-05-22 |
| PR | RA | APPROVED | 2024-05-22 |
| AR | RA | APPROVED | 2024-05-21 |
| RI | RA | APPROVED | 2024-05-21 |
| AK | RA | APPROVED | 2024-05-16 |
| MI | RA | APPROVED | 2024-05-14 |
| ID | RA | APPROVED | 2024-05-13 |
| IA | RA | APPROVED | 2024-05-10 |
| MO | RA | APPROVED | 2024-05-10 |
| OR | RA | APPROVED | 2024-05-10 |
| AL | RA | APPROVED | 2024-05-09 |
| CA | RA | APPROVED | 2024-05-09 |
| ME | RA | APPROVED | 2024-05-09 |
| NE | RA | APPROVED | 2024-05-09 |
| NJ | RA | APPROVED | 2024-05-09 |
| OH | RA | APPROVED | 2024-05-09 |
| PA | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED_RES | 2024-05-09 |
| UT | RA | APPROVED | 2024-05-09 |
| VT | RA | APPROVED | 2024-05-09 |
Branch Locations
200 Clarendon St 51St Floor, Boston, MA 02116 • United States
515 South Flower Street, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Inv./Putnam Retail Management | Andover/Boston | MA | 07/2014 | 04/2024 |
| Tcw Llc | Los Angeles | CA | 05/2024 | Present |
| Tcw Funds Distributors | Los Angeles | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-18 |
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