John J Tauss

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-01

TX RA
APPROVED_RES

Since 2019-11-01

Branch Locations

Rockwall, TX • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	01/2011	10/2019
Brokers International Financial Services	Rockwall	TX	10/2019	Present

01/2011 → 10/2019

Commonwealth Financial Network

Waltham, MA
10/2019 → Present

Brokers International Financial Services

Rockwall, TX

Previous Registrations

2011-02-08 → 2019-11-01

Commonwealth Financial Network

Tempe, AZ

San Marcos, CA

Chandler, AZ

Other Businesses

1. CAPITAL GROUP INC; 216 Devonport Drive, Rockwall, TX 75032; Owner - insurance sales; Not investment related; Started 9/2019; Total hours per month 5, during trading hours 5. 2. CAPITAL GROUP INC: Investment Related; 216 Devonport, Drive, Rockwall, TX 75032; Owner - DBA for securities and advisory products; Start 01/2011; Total hours per month 160, during trading hours 160.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-07
S63	Uniform Securities Agent State Law Examination	2001-10-06

S65 Uniform Investment Adviser Law Examination

2011-02-07
S63 Uniform Securities Agent State Law Examination

2001-10-06

View on SEC IAPD