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Vicki Lynn Thomas

Ubs Financial Services Inc.

Vernon, CT

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-06-21
  • CT RA
    APPROVED
    Since 2012-06-21

Branch Locations

Vernon, CT • United States

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Hartford CT 02/2008 Present
  • 02/2008 → Present
    Ubs Financial Services
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-20
S63 Uniform Securities Agent State Law Examination 2002-03-23
  • S66 Uniform Combined State Law Examination
    2012-06-20
  • S63 Uniform Securities Agent State Law Examination
    2002-03-23
Other Names
  • Vicki Lynn Thomas
  • Vicki Lynn Burleigh
  • Vicki Lynn Burleigh
  • Vicki L Burleigh

View on SEC IAPD

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