Inactive

Jillian Caruthers Nelson

Asset Planning Services Inc

CRD 4428527

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Employer firm

Asset Planning Services Inc CRD 104715

$366M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Asset Planning Services Inc

509 W. 21St Avenue, Covington, LA 70433 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2018-06-07
TX	RA	APPROVED_RES	2018-05-15

LA RA
APPROVED

Since 2018-06-07
TX RA
APPROVED_RES

Since 2018-05-15

Branch Locations

509 W. 21St Avenue, Covington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Johnson Rice & Company L.L.C.	New Orleans	LA	09/2003	11/2016
Asset Planning Services	Covington	LA	11/2016	Present
Asset Planning Services Inc	Covington	LA	03/2018	Present

09/2003 → 11/2016

Johnson Rice & Company L.L.C.

New Orleans, LA
11/2016 → Present

Asset Planning Services

Covington, LA
03/2018 → Present

Asset Planning Services Inc

Covington, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-06
S63	Uniform Securities Agent State Law Examination	2003-07-16

S66 Uniform Combined State Law Examination

2018-06-06
S63 Uniform Securities Agent State Law Examination

2003-07-16

Other Names

Jillian Renee Caruthers

View on SEC IAPD

Nearby Firms

PELICAN ADVISORY LLC

LPL FINANCIAL LLC

Nearby Investors

MATTHEW EDWIN GREENE

Nearby Offices

PELICAN ADVISORY LLC · COVINGTON, LA

EDWARD JONES · COVINGTON, LA

LPL FINANCIAL LLC · COVINGTON, LA

More in Covington, LA

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