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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-16 |
| PA | RA | APPROVED | 2020-12-15 |
Branch Locations
503 East Plank Road, Altoona, PA 16602 • United States
1200 South Second Street, Clearfield, PA 16830 • United States
1918 Minno Drive, Johnstown, PA 15905 • United States
475 Theatre Drive, Johnstown, PA 15904 • United States
1475 Main Street, Coalport, PA 16627 • United States
1918 Minno Dr, Johnstown, PA 15905 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 02/2014 | 07/2017 |
| Lpl Financial, Llc | Coalport | PA | 08/2017 | Present |
1. 8/23/2017 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Agent - Started 07/14/2017 - 30 Hours Per Month/2 Hours During Securities Trading - Time Spent 25% - Fixed life, fixed annuity health medicare supplements. 2. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/1/2020 - 160 Hours Per Month During Securities Trading. 3. 1/11/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 1/11/2021 - 4 Hours Per Month/1 Hour During Securities Trading. 4. 5/12/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 5/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Referring to bank partners.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-01 |
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