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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States

191 Woodport Road Suite 208H, Sparta, NJ 07871 • United States

115 Horseneck Road Suite 201, Montville, NJ 07045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Advisors, Inc. Mount Arlington NJ 04/2010 10/2019
1St Global Capital Corp. Mount Arlington NJ 04/2010 10/2019
Nisivoccia Llp Mount Arlington NJ 04/2010 Present
Avantax Insurance Services, Inc. Mount Arlington NJ 04/2010 09/2025
Avantax Investment Services, Inc. Mount Arlington NJ 10/2019 09/2025
Avantax Advisory Services Mount Arlington NJ 10/2019 09/2025
Wfp Real Estate F1 Llc Flanders NJ 05/2023 Present
Damien Paumi & Rachael Grieco Corolla NC 10/2016 Present
Cetera Wealth Services, Llc Parsippany NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2010 → 10/2019
    1St Global Advisors, Inc.
    Mount Arlington, NJ
  • 04/2010 → 10/2019
    1St Global Capital Corp.
    Mount Arlington, NJ
  • 04/2010 → Present
    Nisivoccia Llp
    Mount Arlington, NJ
  • 04/2010 → 09/2025
    Avantax Insurance Services, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mount Arlington, NJ
  • 05/2023 → Present
    Wfp Real Estate F1 Llc
    Flanders, NJ
  • 10/2016 → Present
    Damien Paumi & Rachael Grieco
    Corolla, NC
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Parsippany, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mount Arlington, NJ
    Sparta, NJ
    Parsippany, NJ
  • 2010-04-06 → 2019-10-25
    1St Global Advisors Inc
    Mount Arlington, NJ
  • 2001-10-02 → 2010-04-09
    Princeton, NJ
    Florham Park, NJ
    Owings Mills, MD
    Conshohocken, PA
    Red Bank, NJ
    Owings Mills, MD
    Red Bank, NJ
Other Businesses

1) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: WEALTH ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 8 START DATE: 01/13/2015 ADDRESS: Ste 300, Mt Arlington NJ 07856, United States DESCRIPTION: Financial sales, support, service. 2) RENTAL PROPERTY - SUCCASUNNA POSITION: owner NATURE: Real Estate Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 9 Ryan Court, Long valley NJ 07853, United States DESCRIPTION: I own a townhouse/condo that will be rented. The location of the condo is 119 Woods Edge Drive, Succasunna, NJ 3) HSR HOLDINGS LLC POSITION: Owner NATURE: Residential Investment Real Estate - Rentals INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2019 ADDRESS: 117 Woods Edge Dr, Succasunna NJ 07876, United States DESCRIPTION: Manage rental property 4) NISIVOCCIA LLP POSITION: Director of Financial Services NATURE: Financial services entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2010 ADDRESS: 200 Valley Road- Suite 300, Mt Arlington NJ 07853, United States DESCRIPTION: Lead the team know as Nisivoccia Wealth Advisors - which is another LLC 5) RETIRING ADVISORS NETWORK, LLC POSITION: OWNER NATURE: LLC for the ability to consult with outside CPAs and Financial Planners INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: None - there is no activity at this time on this OBA 6) VALLEY ROAD INVESTORS LLC POSITION: Owner NATURE: LLC to be used to invest inLand/Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2019 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Pay Property taxes 7) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2021 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Director of Planning and Managing Partner of the firm. 8) NAME OF OTHER BUSINESS: THE 200 CLUB OF MORRIS COUNTY; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 4147 TOMS RIVER, NJ 0875; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: LEAD THE CLUB, OVERSEEING THE VARIOUS CLUB VOLUNTEER COMMITTEES, WORK WITH THE HIRED CLUB ADMINISTRATOR TO OVERSEEING THE MANAGEMENT OF THE CLUB; 9) WFP REAL ESTATE F1 LLC POSITION: Co-owner NATURE: Rental real estate in Flanders NJ that owns the registered office INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: 88 Bartley road, Suite 101, Flanders NJ 07836, United States DESCRIPTION: Property management 10) DAMIEN PAUMI & RACHAEL GRIECO POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2016 ADDRESS: 1041 Lighthouse Drive, Corolla NC 27927, United States DESCRIPTION: Rental Real Estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-26
  • S66 Uniform Combined State Law Examination
    2001-09-26
Designations

View on SEC IAPD

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