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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-12
  • TX RA
    APPROVED
    Since 2022-09-12

Branch Locations

3660 Hampton Dr, Missouri City, TX 77459 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Missouri City TX 08/2013 Present
Wells Fargo Advisors Llc Missouri City TX 09/2016 11/2016
Wells Fargo Clearing Services, Llc Missouri City TX 11/2016 03/2022
Wells Fargo Clearing Services, Llc Missouri City TX 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 2017-01-26
  • S65 Uniform Investment Adviser Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    2017-01-26
Other Names
  • Carolina Cruz Askew
  • Carolina C Askew

View on SEC IAPD

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